Wisco Investment Management LLC
402 Gammon Place, Suite 380
Madison, Wisconsin 53719
A Registered Investment Adviser
WHAT PERSONAL DATA WE COLLECT ABOUT YOU?
The personal information we collect may include:
- Name and address
- Income and Assets
- Social Security Number or Taxpayer Identification Number
- Investment experience
- Accounts at other financial institutions; and
- Any other pertinent information necessary to evaluate the suitability of an investment for you
WHY WE COLLECT AND HOW WE USE YOUR PERSONAL INFORMATION?
We are required by current regulation to ask you for certain personal information before we open an account or provide investment services for you. This information is used to verify your identity and determine that your investments match your financial goals and personal situation. Wisco Investment Management LLC does not hold any assets and is required by current regulations to share your personal information with our affiliates to the extent such information is necessary to process your transactions or maintain your account.
HOW WE PROTECT YOUR INFORMATION?
We restrict the collection and use of personal information to that which is necessary for providing client services, for business administration, and for regulatory compliance.
Wisco Investment Management LLC limits access to your information to employees and third parties who need to know that information to provide services for you.
At your request, we may disclose information to attorneys, accountants, lawyers, securities professionals, and others to assist us, or them, in providing services to you. We may make additional disclosures as permitted by law.
We also maintain physical, electronic, and procedural safeguards to protect information. Employees are required to comply with our established information confidentiality procedures.
ACCESS TO AND CORRECTION OF INFORMATION
Your personal information is generally available for your review on request. If your personal information with us becomes inaccurate, or if you need to make a change to that information, please contact us at the number shown below so we can update our records. Some changes may require a written request.
All forms and statements that contain confidential client information that are no longer needed for informational purposes or for complying with retention requirements are destroyed.
OUR COMMITMENT TO KEEPING YOU INFORMED
If you would like to obtain information regarding Securities Investor Protection Corporation and the coverage they provide, you may visit their web site at www.sipc.org or reach them by telephone at (202) 371-8300.
This website and information are provided for guidance and information purposes only. Investments involve risk and unless otherwise stated, are not guaranteed. Fees and expenses apply to an ongoing investment, and over time these fees and expenses will reduce the return of an investment. Be sure to first consult with a qualified financial adviser and/or tax professional before implementing any strategy. This website and information are not intended to provide investment, tax, or legal advice.
Advisor is a registered investment adviser located in Madison, WI. Advisor may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Our firm is registered in Wisconsin. Advisor’s web site is limited to the dissemination of general information pertaining to its services, together with access to additional investment-related information, publications, and links.
For information pertaining to the registration status of Advisor, please contact the state securities regulators for those states in which Advisor maintains a registration filing. A copy of Advisor’s current written disclosure statement discussing Advisors’ business operations, services, and fees is available at the SEC’s investment adviser public information website – www.adviserinfo.sec.gov or from Advisor directly upon written request. While the Advisor has reasonable belief that the links and articles within our site to unaffiliated third-party information may be relevant to the viewer, these are only provided for informational purposes, and may not be accurate, timely, suitable, or relied upon. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.